FATCA Self-Certifications (W-forms)

CSI Group (comprising CITIC Securities International Company Limited and its subsidiaries) is a FATCA compliant financial institution group. Listed below are the FATCA self-certification forms of CSI and its principal operating subsidiaries / affiliates. If you need the self-certification form of a CSI entity that is not listed below, please contact your account relationship manager to obtain the FATCA form.

For FATCA self-certification forms of CLSA B.V. and its subsidiaries, please visit CLSA B.V. website below.
[ link to CLSA B.V. website ]

Ref No Entity Name Country FATCA Tax Form
1 CITIC Securities International Company Limited Hong Kong W-8BEN-E
2 CITIC Securities Brokerage (HK) Limited Hong Kong W-8BEN-E
W-8IMY
3 CITIC Securities Futures (HK) Limited Hong Kong W-8BEN-E
W-8IMY
4 CITIC Securities Corporate Finance (HK) Limited Hong Kong W-8BEN-E
5 CITIC Securities International Asset Management Limited British Virgin
Islands
W-8BEN-E
9 CITIC Securities International Fund Management Limited Cayman Islands W-8BEN-E
10 CITIC Securities International Investment Management (HK) Limited Hong Kong W-8BEN-E
14 Dragon Stream Investments Limited Hong Kong W-8BEN-E
16 CSI Capital Management Limited British Virgin
Islands
W-8BEN-E
17 CITIC Securities Equity Trading Company Limited Cayman Islands W-8BEN-E
42 CSI China-Hong Kong Leaders Fund Hong Kong W-8BEN-E
43 CITIC Securities Alpha Leaders Fund Limited Cayman Islands W-8BEN-E
54 CITICS Global Special Situation Fund Cayman Islands W-8BEN-E
55 CITICS Global Absolute Return Fund Cayman Islands W-8BEN-E
56 CSI RMB Income Fund Hong Kong W-8BEN-E
66 CSI Global Select Long Short Fund Ltd Cayman Islands W-8BEN-E
67 CSI Finance Limited Hong Kong W-8BEN-E
68 CSI Financial Products Limited British Virgin
Islands
W-8BEN-E
71 CSI RMB Short Maturity Bond Fund Hong Kong W-8BEN-E
75 CSI Alpha Fund Series Hong Kong W-8BEN-E
77 CSI RMB Money Market Fund Hong Kong W-8BEN-E
78 CSI RMB China A-Shares Diversification Fund Hong Kong W-8BEN-E
86 CSI Partners HK Limited Hong Kong W-8BEN-E
87 CITICS Pan-Asian Multi-Strategy Fund Cayman Islands W-8BEN-E
88 CITICS Global Market Neutral Strategies SPC Cayman Islands W-8BEN-E
91 CSI Global Markets Limited Hong Kong W-8BEN-E